Premier Guidance for Today’s High-Net-Worth Individuals and Their Families

Our Capabilities

Jefferies Private Wealth Management provides fully customized, innovative solutions for our clients, including discretionary and open architecture asset management, which provide our clients with access to the most attractive independent managers and investment products. Additionally, as a division of Jefferies, we provide our wealth management clients seamless access to the Firm’s complete institutional capabilities, including Jefferies’ world-renowned sales and trading platform.

Corporate and Executive Services

Jefferies specializes in managing equity compensation plans, restricted and control securities, and concentrated positions.

  • Restricted Stock/Option Strategies
    • 10b5-1 Sale and/or Purchase Plans
    • 144 Restricted Stock Sales
    • Block Trades
    • Cash/Cashless Exercise
    • Corporate Buyback Plans
    • Hedging Strategies
    • Volatility Management
  • Directed Share Programs (DSPs)
  • Employee Equity and Option Plan Administration

Family Office and Institutional Consulting

Our Family Office and Institutional solutions help a variety of clients manage their fiduciary responsibilities, including foundations, endowments, educational institutions, health entities, non-profit organizations, and corporations.

  • Consolidated Performance Reporting
  • Comprehensive Strategic Planning
  • Estate Preservation
  • Multigenerational Planning
  • Prime Brokerage Services
  • Institutional Research and Trading Platform
  • Risk Management
  • Hedging and Monetization

Wealth Planning

Jefferies Wealth Management offers an extensive suite of Financial and Estate Planning solutions. Each Wealth Management team has a fully integrated financial planning expert with specialized knowledge regarding the complex needs of business owners, executives and private equity/hedge fund managers.

  • Trust, Estate, and Wealth Transfer Planning
  • Family Governance Education
  • Tax Planning
  • Philanthropic Advisory
  • Insurance Analysis and Planning
  • Retirement Planning
  • Education Funding Solutions

Investment Advisory Services

Our Financial Advisors help clients define an investment strategy tailored to their goals and assist them in making informed investment choices. We deliver proprietary and third-party solutions across every market and asset class, including alternative investments.

  • Asset Allocation
  • Investment Management and Strategy
  • Portfolio Management
  • Research and Due Diligence

Investment Banking

Jefferies is a global leader in Investment Banking, offering deep sector expertise and broad advisory and capital markets services to corporate and financial sponsor clients.

  • Debt Capital Markets
  • Equity Capital Markets
  • Mergers and Acquisitions
  • Private Capital Advisory
  • Restructuring and Recapitalization

Institutional Brokerage

Jefferies provides their brokerage clients with institutional research and execution services in equity, fixed income, and foreign exchange markets with all businesses operating in the Americas, Europe and Asia.

  • Sector Based and Specialist Traders
  • Algorithmic Trading Formulas and Execution
  • Listed and Customized Stock Options
  • Primary and Secondary Fixed Income


Jefferies Lending solutions aim to enhance client liquidity and flexibility. Products are adaptable and extend across the industry: mortgages, unsecured loans, and loans secured by diverse assets, such as marketable securities, hedge funds, private equity funds, and real estate.

  • Depository Services
  • Escrow Services
  • Flexible Jumbo Mortgages
  • Hybrid Rate Mortgage Solutions
  • Investment Credit Line
    • Non-Purpose Line of Credit
    • Securities-Based Line of Credit
  • Specialized Lines of Credit